Section Oscillation

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Mass on a Spring

We are going to apply Hooke's law in this section. If you need a review, please refer the earlier chapter here.

Hooke's law approximates $F_s$, the force from a spring:

$$ F_s = -kx $$

In the section below, we will write $F_s$ as $F$ to make the notations simpler.

Simulation - Hooke's Law

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Drag on the mass to change its position. Click "Play" to start the oscillation.
Force from a spring pulling the mass back toward its equlibrium position.

Oscillation of the mass attached to a spring
$$ \begin{eqnarray} -kx &=& m \ddot{x} \\ \Rightarrow \ddot{x} &=& -\frac{k}{m} x \\ \Rightarrow \ddot{x} &=& -\omega^2 x \end{eqnarray} $$ where we defined $\omega^2 = \frac{k}{m} \Rightarrow \omega = \sqrt{\frac{k}{m}}$.

Simple Harmonic Motion

Simple harmonic motion
The equation we derived above is:
$$ \ddot{x} = -\omega^2 x $$

What oscillations are simple harmonic?

Examples of (approximately) simple harmonic motion

Playground for All Children Qns td (2019-03-21) 152
You see a swing, a nerd sees a pendulum.
Pendule Torsion photo
A torsional pendulum.
Hong Kong skyscrapers in a night of typhoon
Skyscrapers in Hong Kong. Their sway could be modeled as inverted pendulums.
Wilfredor / CC0
Magnetic pendulum
A metal ball oscillating among three magnets exibits very complex chaotic behavior.
MagneticPendulum
In a magnetic pendulum with three magnets, which magnet (blue, red, or green) the ball will end up on top of depends on the exact position of the initial position. Shift the intial position slightly, the ball will end up on a different magnet. This extreme sensitivity to initial condition is a characteristic of chaotic system.

Video - Fractal and magnetic pendulum

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Examples of oscillations that are not simple harmonic

Type Equation of motion Angular frequency ($\omega$) Details
Mass on a spring (horizontal) $m\ddot{x} = -kx$ $\sqrt{\frac{k}{m}}$ Proven above.
Mass on a spring (vertical) $m\ddot{y} = -ky$ $\sqrt{\frac{k}{m}}$ Vertical spring oscillates at the same rate despite the presence of gravity.
Simple pendulum $ml^2 \ddot{\theta} = -mg l \theta$ $ \sqrt{\frac{g}{l}}$ $l$: length of the pendulum.
Irregularly shaped pendulum $I\ddot{\theta} = -mgl \theta$ $\sqrt{\frac{mgl}{I}}$ $I$: moment of inertia, $l$: distance of the center of mass to the axis of rotation.
Torsional pendulum $I \ddot{\theta} = -\kappa \theta$ $ \sqrt{\frac{\kappa}{I}}$ $I$: moment of inertia, $\kappa$: torsonal constant.

Other Variables

Name Symbol Unit Meaning
Angular frequency \(\omega\) \( rad/s\) rate of oscillation
Period \(T\) \(s\) time for a particle to complete one oscillation
Frequency \(f\) \(Hz\) number of oscillations a particle completes per second

The equations that connect the variables together are the same ones we learned in circular motion:
The equations that connect the variables together are the same ones we learned in circular motion:
$$ \begin{eqnarray} \omega &=& \frac{2\pi}{T} &=& 2\pi f \end{eqnarray} $$

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Pendulum of an Irregular Shape

A pendulum of an irregular shape oscillating.

Pierce a hole through a solid object of any shape, hang the object by a nail and push it slightly, the object will begin swinging back and forth.

From the figure, we can use the perpendicular distance $r_\perp$ to find the torque $\tau$: $$ \begin{eqnarray} r_\perp &=& l\sin\theta \\ \Rightarrow \tau &=& - r_\perp F \\ &=& -(l \sin\theta)(mg) \\ &=& -mgl \sin\theta \end{eqnarray} $$ The torque is negative because it is clockwise (in the direction of decreasing $\theta$).

Put this into Newton second law: $$ \begin{eqnarray} \tau &=& I \alpha \\ -mgl \sin\theta &=& I \ddot{\theta} \\ \ddot{\theta} &=& -\frac{mgl}{I} \sin \theta \end{eqnarray} $$ This equation is not simple harmonic because of the $\sin$ function on the right. To be simple harmonic, it must be $\theta$ as opposed to $\sin \theta$.

We now make the assumption of small amplitude ($\theta \ll 1rad$) so we can use the small angle approximation: $$ \sin \theta \approx \theta $$ This turns the equation of motion to: $$ \begin{eqnarray} \ddot{\theta} &\approx& -\frac{mgl}{I} \theta \\ \Rightarrow \ddot{\theta} &=& - \omega^2 \theta \end{eqnarray} $$ where $\omega = \sqrt{\frac{mgl}{I}}$. For simplicity, we will often write $\approx$ as $=$ with the small angle approximation understood.

Definition of variables
Symbol Meaning
$I$ Moment of inertia, value depends on the shape and the mass.
$m$ Total mass of the object
$l$ Distance of the center of mass from the axis of rotation.
$\theta$ Angle with the vertical axis.
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Simple Pendulum

A simple pendulum.

The oscillation of a simple pendulum is described (approximately) by: $$ \ddot{\theta} = -\omega^2 \theta $$ where $\omega = \sqrt{\frac{g}{l}}$.

A simple pendulum is a special case of the irregular pendulum. We can find its moment of inertia: $$ I = ml^2. $$ Put it into the equation for the angular frequency: $$ \begin{eqnarray} \omega &=& \sqrt{\frac{mgl}{I}} \\ &=& \sqrt{\frac{mgl}{ml^2}} \\ &=& \sqrt{\frac{g}{l}} \end{eqnarray} $$ This is the $\omega$ in the simple harmonic motion: $$ \ddot{\theta} = -\omega^2 \theta $$

Simulation - Simple Pendulum

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Drag on the ball to change the length.
Drag on the bar to change the angle.
Click on the clock to reset the timer.
The mass of the object is fixed to be \(m = 1kg\).
The grey horizontal line represents the lowest level of the pendulum trajectory, used as a reference level for height measurement.

Activity

Use the clock to time 10 oscillations and deduce the period. Repeat for a different length and see how the period changes.

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Solution of Simple Harmonic Motion

The general solution of the oscillation equation $\ddot{x} = - \omega^2 x$ is:

$$ x = A \cos(\omega t + \phi) $$
$A$ and $\phi$ are found by the initial conditions. For example, an oscillator started from rest will have $\phi=0$ and $A= x_{initial}$.

Name Symbol Unit Meaning
Amplitude \(A\) \(m\), or other units maximum displacement, or other meanings (such as angle) depending on the system
Phase constant \(\phi\) \(rad\) shift of the $\cos$ function along the $t$ axis
Equivalent forms of the solution

Using the trig identity $\cos\theta = \sin (\theta + \frac{\pi}{2})$: $$ \begin{eqnarray} x &=& A \cos(\omega t + \phi) \\ &=& A \sin(\omega t + \phi + \frac{\pi}{2}) \\ &=& A \sin(\omega t + \phi') \end{eqnarray} $$ where $\phi' = \phi + \frac{\pi}{2}$. Therefore, using $\sin$ as opposed to $\cos$ amounts to shifting $\phi$ by a constant value.

Another trig identitity: $$ \cos (\alpha + \beta) = \cos\alpha\cos\beta - \sin\alpha \sin\beta $$ Applied to $x = A \cos(\omega t + \phi)$: $$ \begin{eqnarray} x &=& A \cos(\omega t + \phi) \\ &=& A(\cos(\omega t)\cos\phi - \sin(\omega t) \sin\phi )\\ &=& A \cos\phi \cos(\omega t) - A \sin\phi \sin(\omega t) \\ &=& C \cos(\omega t) + S \sin(\omega t) \end{eqnarray} $$ where $C = A \cos\phi$ and $S=- A \sin\phi$.

Simulation - Graph of Simple Harmonic Oscillation

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Graph of Simple Harmonic Oscillation
General solution to $\ddot{y} = - \omega^2 y$:
Calculations will appear here.

Math Review - Differentiation of Trignometric Functions

You need to know how to differentiate $\cos$ and $\sin$ functions to proceed further. We will start with two basic facts: $$ \begin{eqnarray} \frac{d}{d\theta}\sin\theta &=& \cos \theta \\ \frac{d}{d\theta}\cos\theta &=& -\sin \theta \end{eqnarray} $$

In physics we often differentiate with respect to $t$, like so: $$ \begin{eqnarray} \frac{d}{dt}\sin\omega t &=& \omega \cos \omega t \\ \frac{d}{dt}\cos\omega t &=& -\omega \sin \omega t \end{eqnarray} $$ Note that every time derivative "pulls down" a factor of $\omega$ due to the chain rule of calculus.

The last step is to include the phase constant $\phi$. Fortunately, $\phi$ just comes along for the ride and do not change the results: $$ \begin{eqnarray} \frac{d}{dt}\sin(\omega t + \phi) &=& \omega \cos (\omega t + \phi) \\ \frac{d}{dt}\cos(\omega t + \phi) &=& -\omega \sin (\omega t + \phi) \end{eqnarray} $$ Note that every time derivative "pulls down" a factor of $\omega$ due to the chain rule of calculus.

Differentiating $x = A \cos(\omega t + \phi)$, we get the velocity and the acceleration: $$ \begin{eqnarray} v &=& \dot{x} = A \frac{d}{dt} \cos(\omega t + \phi)= -A \omega \sin(\omega t + \phi) \\ a &=& \dot{v} = -A \omega \frac{d}{dt} \sin(\omega t + \phi) = -A \omega^2 \cos(\omega t + \phi) \end{eqnarray} $$ Another way to get to $a$ quickly is to use the simple harmonic equation $\ddot{x} = -\omega^2 x$: $$ \begin{eqnarray} a &=& \dot{v} = \ddot{x} \\ &=& -\omega^2 x \\ &=& -\omega^2 A \cos(\omega t + \phi) \end{eqnarray} $$

Because both $\sin$ and $\cos$ functions are bounded within $-1$ and $+1$, the general rule for finding the maximum value of such functions are given by: $$ \begin{eqnarray} \big( M \cos \theta \big)_{max} &=& |M| \\ \big( M \sin \theta \big)_{max} &=& |M| \end{eqnarray} $$ Applied to $x, v, a$ gives: $$ \begin{eqnarray} x_{max} &=& |A| \\ v_{max} &=& | A \omega | = |A| \omega \\ a_{max} &=& |A \omega^2| = |A| \omega^2 \end{eqnarray} $$

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Angular variables
For angular displacement $\theta$ in $\ddot{\theta} = -\omega^2 \theta$ (such as a simple pendulum of length $l$), we have: $$ \theta = \Theta \cos(\omega t + \phi) $$ where $\Theta$ is the amplitude of the angular motion (plays the role of $A$).

The angular velocity and acceleration can be found by differentiation just like before: $$ \begin{eqnarray} \dot{\theta} &=& \Theta \frac{d}{dt} \cos(\omega t + \phi)= -\Theta \omega \sin(\omega t + \phi) \\ \ddot{\theta} &=& -\Theta \omega \frac{d}{dt} \sin(\omega t + \phi) = -\Theta \omega^2 \cos(\omega t + \phi) \end{eqnarray} $$ We did not use the usual notation $\omega$ for angular velocity because we already used $\omega$ to represent the angular frequency of the oscillation. Instead we simply write the angular velocity as $\dot{\theta}$, the angular acceleration as $\ddot{\theta}$ to avoid confusion.

Using $s = l \theta$ (definition of radians), we can find the tangential speed of the pendulum of length $l$ by: $$ \begin{eqnarray} v &=& \dot{s} = l \dot{\theta} \\ &=& -l \Theta \omega \sin(\omega t + \phi) \end{eqnarray} $$

Energy of Oscillators

We could check the solution $x= A\cos (\omega t + \phi)$ is consistent with the conservation of energy. We will analyze it with the case of a mass on a spring.

Potential energy
We learned from an earlier chapter that the potential energy in a spring is given by: $$ PE = \frac{1}{2}k x^2 $$ Put $x= A\cos (\omega t + \phi)$ into it gives: $$ \begin{eqnarray} PE &=& \frac{1}{2}k x^2 \\ &=& \frac{1}{2}k (A\cos (\omega t + \phi))^2 \\ &=& \frac{1}{2}k A^2 \cos^2 (\omega t + \phi) \end{eqnarray} $$

Kinetic energy
Earlier we found $v$ by differentiating $x= A\cos (\omega t + \phi)$: $$ v = \dot{x} = -A \omega \sin(\omega t + \phi) $$ $$ \begin{eqnarray} KE &=& \frac{1}{2}m v^2 \\ &=& \frac{1}{2}m \left(-A\omega \sin (\omega t + \phi) \right)^2 \\ &=& \frac{1}{2}m \omega^2 A^2 \sin^2 (\omega t + \phi) \end{eqnarray} $$ Put in $\omega = \sqrt{\frac{k}{m}} \Rightarrow m\omega^2 = k$: $$ \begin{eqnarray} KE &=& \frac{1}{2}k A^2 \sin^2 (\omega t + \phi) \end{eqnarray} $$

Total energy
What we have so far: $$ \left\{ \begin{eqnarray} PE &=& \frac{1}{2}k A^2 \cos^2 (\omega t + \phi) \\ KE &=& \frac{1}{2}k A^2 \sin^2 (\omega t + \phi) \end{eqnarray} \right. $$ Adding them together: $$ \begin{eqnarray} E &=& PE + KE \\ &=& \frac{1}{2}k A^2 \left( \cos^2 (\omega t + \phi) + \sin^2 (\omega t + \phi) \right) \\ &=& \frac{1}{2}k A^2 \end{eqnarray} $$ So even though $PE$ and $KE$ each depends on time, their sum is constant over time. In other words, the total energy is conserved.

Simple harmonic motion from conservation of energy

Instead of solving $\ddot{x}=-\omega^2 x$ and use the solution to show conservation of energy, we could reverse the logic, and assume conservation of energy to derive $\ddot{x}=-\omega^2 x$.

Total energy of a spring is: $$ \begin{eqnarray} E &=& PE + KE \\ &=& \frac{1}{2}k x^2 + \frac{1}{2}m v^2 \end{eqnarray} $$ If we make the reasonable assumption that energy is conserved, then $\frac{dE}{dt} = 0$: $$ \begin{eqnarray} \frac{dE}{dt} &=& \frac{d}{dt} \left( \frac{1}{2}k x^2 + \frac{1}{2}m v^2 \right) \\ \Rightarrow 0 &=& \frac{1}{2}k \frac{d}{dt}x^2 + \frac{1}{2}m \frac{d}{dt} \dot{x}^2 \\ &=& \frac{1}{2}k (2 x \dot{x}) + \frac{1}{2}m (2 \dot{x} \ddot{x}) \\ &=& k x \dot{x} + m \dot{x} \ddot{x} \\ &=& \dot{x}( k x + m \ddot{x} ) \\ \Rightarrow 0 &=& k x + m \ddot{x} \\ \Rightarrow m \ddot{x} &=& -k x \\ \Rightarrow \ddot{x} &=& -\frac{k}{m} x \\ \Rightarrow \ddot{x} &=& -\omega^2 x \end{eqnarray} $$ As promised, we derived the simple harmonic equation from conservation of energy.

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Damped Oscillation

Simulation - Spring Oscillations with Damping

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Drag the object to change the amplitude.
The slider for damping adjusts the value of \(\frac{\gamma}{2 \omega}\) and defaults to 0 (no damping).
When the slider value is set to 1, the system is critically damped. A value greater than or less than 1 represents the cases of over-damping and under-damping respectively. Observe the difference among the three different cases of damping.
The calculations below is updated the moment the simulation is paused.
Calculations will appear here.

Damping force acts opposite the direction of motion and is given by: $$ F_{damp} = -bv = -b\dot{x} $$ $b$ is a constant that depends on the amount of damping. The negative sign represents the fact that damping force is always opposite to the velocity in order to cause a deceleration.

Again we will use a mass on a spring as our example to investigate the effect of damping. Together with the damping force above the net force on a mass tied to a spring is $F_{net} = -kx -b \dot{x}$. Applying Newton's second law gives: $$ \begin{eqnarray} F_{net} &=& ma \\ \Rightarrow -kx -b \dot{x} &=& m \ddot{x} \\ \Rightarrow m \ddot{x} + b \dot{x} + kx &=& 0 \\ \Rightarrow \ddot{x} + \frac{b}{m} \dot{x} + \frac{k}{m} x &=& 0 \\ \Rightarrow \ddot{x} + \gamma \dot{x} + \omega_0^2 x &=& 0 \end{eqnarray} $$

  • $\gamma = \frac{b}{m}$ is called the damping coefficient.
  • $\omega_0 =\sqrt{\frac{k}{m}}$ is the natural angular frequency.
  • $\omega_0$ was previously denoted as $\omega$, but in this section we are more careful in our notation in anticipation of the effects of damping and forced oscillation (driven oscillation).
  • Natural angular frequency is the angular frequency of the system in the absence of damping and any external driving force, i.e when it is free from external influences beyond the restoring force.
  • The equation above returns to the simple harmonic version when $\gamma=0$: $\ddot{x} + \omega_0^2 x = 0 \Rightarrow \ddot{x} =- \omega_0^2 x$.

Solution (under-damping)
There are many techniques to solve the equation $\ddot{x} + \gamma \dot{x} + \omega_0^2 x = 0$. Here we will simply make a simple guess of the solution and verify: $$ x = A e^{-\alpha t} \cos (\omega t + \phi) $$ with $\phi, \alpha$ and $\omega$ to be determined. The $\cos (\omega t + \phi)$ part represents oscillations, and $A e^{-\alpha t}$ is an amplitude that decays exponentially over time.

Substition into $\ddot{x} + \gamma \dot{x} + \omega_0^2 x = 0$ gives two conditions which can be satisfied by: $$ \begin{eqnarray} \alpha &=& \frac{\gamma}{2} \\ \omega &=& \sqrt{\omega_0^2 - (\frac{\gamma}{2})^2} \end{eqnarray} $$ Thus we have the solution: $$ x = A e^{-\frac{\gamma}{2} t} \cos (\sqrt{\omega_0^2 - (\frac{\gamma}{2})^2} t + \phi) $$

  • This solution returns to the undamped simple harmonic case $x = A \cos (\omega_0 t + \phi)$ when $\gamma = 0$.
  • The angular frequency $\omega \neq \omega_0$ in the presence of damping, meaning it modifies the rate of oscillation from the natural undamped angular frequency $\omega_0$.
  • The amplitude $A e^{-\frac{\gamma}{2} t}$ decays exponentially over time.
  • $A$ and $\phi$ are not determined by the equation of motion. They are determined by the initial conditions.

Three cases
The more mathematically mature students will recognize a flaw in the above solution, that $\omega = \sqrt{\omega_0^2 - (\frac{\gamma}{2})^2}$ is not always real because it is possible for $\omega_0^2 - (\frac{\gamma}{2})^2$ to be negative when $\gamma$ is large (i.e. heavy damping). We therefore deal with the three cases separately:
  • Under-damping: $\omega_0 \gt \frac{\gamma}{2}$.
  • Critical-damping: $\omega_0 = \frac{\gamma}{2}$
  • Over-damping: $\omega_0 \lt \frac{\gamma}{2}$
The three cases can be seen in the earlier simulation by adjusting the damping.

Federpendel verschiedene Dämpfungen
Left: under-damping. Middle: critical-damping. Right: over-damping. $D = \frac{\omega_0}{\gamma/2}$.

We will not go into the detailed mathematical descriptions of the three cases, just a few observations:

  • Critical damping is the most efficient in restoring the oscillator to equilibrium.
  • Too much damping could be counter-productive because the damping force actually slows the oscillator from moving back to the equilibrium position.
  • Only under-damping is technically an oscillation. The displacement in the other two cases never change signs and just gradually moves back to $x=0$. Mathematically, under-damping contains sinusoidal functions, but the other two do not.

Forced Oscillation

In the presence of damping, an oscillator loses energy and the oscillation ceases eventually. To keep oscillating, an external force must be applied. This is called forced oscillation, also known as driven oscillation.

Resonance
  • The maximum amplitude happens when the driving frequency is approximately equal to the natural frequency ($\omega_d \approx \omega_0$), and the system is said to be at resonance.
  • Resonance is when optimal energy transfer takes place between the driving force and the oscillator.
  • When you push someone on a swing, you intuitively push at about the same frequency as the oscillation of the swing to achieve optimal energy transfer.

We will assume a simple periodic driving force given by: $$ F_{drive} = F_0 \cos \omega_d t $$ $\omega_d$ is the angular frequency of the driving force, independent of $\omega_0$.

Again we will use a mass on a spring as our example to investigate the effect of damping. Together with the driving force above the net force on a mass tied to a spring with damping is $F_{net} = -kx -b \dot{x} + F_0 \cos (\omega_d t)$. Applying Newton's second law gives: $$ \begin{eqnarray} F_{net} &=& ma \\ \Rightarrow -kx -b \dot{x} + F_0 \cos \omega_d t&=& m \ddot{x} \\ \Rightarrow m \ddot{x} + b \dot{x} + kx &=& F_0 \cos \omega_d t \\ \Rightarrow \ddot{x} + \frac{b}{m} \dot{x} + \frac{k}{m} x &=& \frac{F_0}{m} \cos \omega_d t \\ \Rightarrow \ddot{x} + \gamma \dot{x} + \omega_0^2 x &=& \frac{F_0}{m} \cos \omega_d t \end{eqnarray} $$

The equation can be solved with: $$ x = A\cos (\omega_d t + \phi) $$ $A$ is the amplitude given by: $$ A = \frac{F_0/m}{\sqrt{(\omega_d^2 - \omega_0^2)^2 + \gamma^2 \omega_d^2}} $$ and the phase difference is: $$ \phi = \left\{ \begin{eqnarray} &&\tan^{-1} (\frac{\gamma \omega_d}{\omega_d^2 - \omega_0^2}) &\text{when $\omega_d \lt \omega_0$} \\ &&\tan^{-1} (\frac{\gamma \omega_d}{\omega_d^2 - \omega_0^2}) - \pi &\text{when $\omega_d \gt \omega_0$} \end{eqnarray} \right. $$ The amplitude and the phase difference depend on $\omega_d$ and $\omega_0$. $\phi = 0$ as $\omega_d \to 0$, so $x$ and $F_{drive}$ are in phase when the driving frequency is low.

Resonance
  • The maximum amplitude happens when the driving frequency is approximately equal to the natural frequency ($\omega_d \approx \omega_0$), and the system is said to be at resonance.
  • Resonance is when optimal energy transfer takes place between the driving force and the oscillator.
  • At resonance $\phi = -\frac{\pi}{2}$ so $x$ lags $F_{diving}$ by $\frac{\pi}{2}$.
  • When you push someone on a swing, you intuitively push at about the same frequency as the oscillation of the swing to achieve optimal energy transfer.

Simulation - Resonance with Mass on a Spring

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Graph of Resonance with Mass on a Spring
The graph is the amplitude of the oscillator in response to the driving frequency and damping coefficient.

Simulation - Phase Difference of Forced Oscillations

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Phase Difference of Forced Oscillations
The driving force (top graph) and the actual oscillation (bottom graph) are not in phase in general (in plain English: they do not rise and fall together at the same time). For example, during resonance (when the driving frequency equals the natural frequency), the two graphs should be off by $\pi/2 rad$ (or $90^\circ$). If you look carefully, you can see the peak of one graph coincides with the zero of the other at resonance. Away from resonance, the phase difference takes different values.

Video - Collapse of Tacoma Narrows Bridge in 1940

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Video - Resonance of Buildings of Different Height

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Notations

Name Symbol Unit Meaning
Angular frequency \(\omega\) \( rad/s\) rate of oscillation
Period \(T\) \(s\) time to complete one oscillation
Frequency \(f\) \(Hz\) number of oscillation per second
Amplitude \(A\) \(m\), or other units maximum displacement, or other meanings (such as angle) depending on the system
Phase constant \(\phi\) \(rad\) shift of the $\cos$ function along the $t$ axis
Damping coefficient \( \gamma\) \(s^{-1}\) amount of damping to the system
Natural angular frequency \(\omega_0\) \( rad/s\) rate of oscillation in the absence of damping or driving force
Driving angular frequency \(\omega_d\) \( rad/s\) rate of oscillation of the driving force